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Marc Henry Michael

Fisher Investments

Brooklyn, NY

Plano, TX

CRD 5909385

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-06
NY RA APPROVED 2021-02-14
NJ RA APPROVED 2020-01-30
CT RA APPROVED 2020-01-21
  • TX RA
    APPROVED_RES
    Since 2023-09-06
  • NY RA
    APPROVED
    Since 2021-02-14
  • NJ RA
    APPROVED
    Since 2020-01-30
  • CT RA
    APPROVED
    Since 2020-01-21

Branch Locations

Brooklyn, NY • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade New York NY 02/2015 01/2020
Fisher Investments Camas WA 01/2020 Present
  • 02/2015 → 01/2020
    Td Ameritrade
    New York, NY
  • 01/2020 → Present
    Fisher Investments
    Camas, WA
Previous Registrations
  • 2015-02-24 → 2020-01-08
    Td Ameritrade, Inc.
    New York, NY
  • 2015-02-24 → 2020-01-08
    Td Ameritrade Investment Management, Llc
    New York, NY
    New York, NY
    New York, NY
  • 2014-10-06 → 2015-02-05
    Equitable Advisors, Llc
    New York, NY
    Brooklyn, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-24
S63 Uniform Securities Agent State Law Examination 2011-07-11
  • S65 Uniform Investment Adviser Law Examination
    2014-09-24
  • S63 Uniform Securities Agent State Law Examination
    2011-07-11
Other Names
  • Marc H. Michael

View on SEC IAPD

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