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Sean Thomas O'KEefe

Ameriprise Financial Services, LLC

Johns Island, SC

Daniel Island, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-20
  • SC RA
    APPROVED
    Since 2024-06-20

Branch Locations

Johns Island, SC • United States

259 Seven Farms Dr Ste 200, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 08/2020 07/2021
Minnesota Life Insurance Co St Paul MN 08/2020 07/2021
Commonwealth Daniel Island SC 08/2020 07/2021
Unemployed Mount Pleasant SC 02/2020 08/2020
J.P. Morgan Chase & Co New York NY 05/2015 02/2020
Wells Fargo Advisors Financial Network, Llc Charleston SC 08/2021 09/2023
Nicholson Wealth Management Group Charleston SC 10/2023 06/2024
Ameriprise Financial Services, Llc Daniel Island SC 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-27
  • S66 Uniform Combined State Law Examination
    2020-10-27
Other Names
  • Sean O'KEefe
  • Sean Thomas O'KEefe
  • Sean T O'KEefe
  • Sean Thomas Okeefe

View on SEC IAPD

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