Carlos Enrique Rodriguez

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-04-05

FL RA
APPROVED

Since 2016-04-05

Branch Locations

Miami, FL • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Miami	FL	01/2016	05/2019
Independent Financial Partners	Miami	FL	04/2016	Present
Ifp Securities, Llc	Miami	FL	05/2019	Present

01/2016 → 05/2019

Lpl Financial Llc

Miami, FL
04/2016 → Present

Independent Financial Partners

Miami, FL
05/2019 → Present

Ifp Securities, Llc

Miami, FL

Other Businesses

(1) Macalcer, Inc - not investment related - 8821 SW 136 St #560301 - Rodriguez family Business. It is my corporation where I pay and run all my business expenses. - owner - start date July 26, 1996 - 10 hours/month - Owner of the company, and pay business expenses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-29

S66 Uniform Combined State Law Examination

2016-03-29

Other Names

Carlos Rodriguez

View on SEC IAPD