Brian Chi Wong

Current Employers

Employment History

• 09/1998 → 11/2017
  Waddell & Reed, Inc
  San Mateo, CA
• 12/1998 → 11/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Foster City, CA
• 11/2017 → Present
  Lpl Financial, Llc
  San Carlos, CA
• 11/2017 → 06/2026
  Mariner Independent Advisor Network, Llc
  San Carlos, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2017-11-15 → 2026-06-26
  Mariner Advisor Network
  San Carlos, CA
  San Mateo, CA
• 1998-12-16 → 2017-11-20
  Waddell & Reed
  San Mateo, CA
  San Mateo, CA
  Seattle, WA

Other Businesses

1. 11/15/2017 - RED TOWER ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ SAN MATEO, CA 2. 11/15/2017 - NOTARY PUBLIC/ NOTARY PUBLIC/ 0%/ SAN MATEO, CA 3. 10/18/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent w/CRUMP - Start Date: 11/15/2017 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 11/22/2023: No business name; At reported business location(s); Non-Variable Insurance; Insurance agent w/Associates of Clifton Park; Inv. related; start date 11/15/20217; 5hrs/mo. during trading. 5. 01/29/2025- Red Envelope Financial Planning, Inc dba Red Tower Advisors- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 04/01/2006- 1 Hour Per Month- 1 Hour During Trading 6. 01/29/2025- Bay Area Buildings LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 10/01/2019 7. 01/29/2025- Rental Property- Real Estate Rental- INV Related- At Oakland CA- Start date 01/01/2017- 1 Hour Per Month 8. 01/29/2025- OR Stewards 88 LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/14/2018- 1 Hour Per Month 9. 01/29/2025- TX Stewards 88 LLC- Real Estate Rental- INV Related- At San Mateo CA- Start date 04/22/2022- 1 Hour Per Month 10. 01/29/2025- CA Stewards 88 LLC-Real Estate Rental- INV Related-At Reported Business Location(s)- Start date 04/07/2021- 1 Hour Per Month- 1 Hour During Trading 11. 05/02/2025 - Principal - Investment Related - Non-Variable Insurance - At reported business locations - Start Date:01/01/2017 - 1 Hrs/Mth - 1 Hrs During Trading. 12. 05/02/2025 - Standard Insurance Co - Investment Related - Non-Variable Insurance - At reported business locations - Start Date:01/01/2017 - 2 Hrs/Mth - 2 Hrs During Trading. 13. 06/29/2026 - Private Advisor Group - At reported business location(s) - Registered Investment Advisor Hybrid; IAR; Inv. related; 160hrs/mo.; 7hs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 14. 07/17/2026 - Strategic Divorce Solutions, Inc. - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/12/2016 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  1998-10-22

Designations