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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-23 |
| NJ | RA | APPROVED | 2015-05-13 |
Branch Locations
48 Wall Street Suite 1100, New York, NY 10005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | New York | NY | 01/2012 | 03/2021 |
| Raymond James Financial Services Advisors Inc. | New York | NY | 01/2012 | Present |
| Ve Capital Management, Llc | New York | NY | 04/2012 | Present |
(1)Name of Business: Platinum Studio & Gallery, Inc. Address: 3136 Achilles Drive, Reno, NV, 89512, United States Activity Type: Other Position/Title: Officer - Secretary Investment Related: No Start Date: 12/13/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bookeeping assistance - typically once a month (2)Name of Business: VE Capital Management, LLC Address: 48 Wall Street, 1100, New York, NY, 10005, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/27/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in support company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-23 |
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