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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-20 |
| GA | RA | APPROVED | 2017-01-25 |
Branch Locations
2050 Bowman Park, Macon, GA 31210 • United States
Macon, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Macon | GA | 01/2012 | 11/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2011 | 11/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 11/2016 |
| Massmutual Life Insurance Co | Macon | GA | 11/2016 | Present |
| Mml Investors Services, Llc | Macon | GA | 11/2016 | Present |
1) NAME: Mojo Dojo Casa House INV REL: N ADD: 2050 Bowman Park, Macon GA 31210 NATURE: This LLC owns our office building. Run expenses through and for tax and asset protection purposes POSITION: Partner START DATE: 12/01/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: This is a partnership with two other MassMutual advisors. We want to divide revenue and expenses equally. We provide our services individually and remit to the partnership, which then pays overhead expenses and remit equal revenue back to us. 2) NAME: Big Bio, LLC INV REL: Y ADD: 2050 Bowman Park, MACON, GA 31210 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: Partner START DATE: 04/15/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: This is a partnership and we want to divide revenue and expenses equally. We provide our services individual and remit to the partnership, with then pays overhead expense and remits equal revenue back to us 3) NAME: PCM, LLC INV REL: Y ADD: 2050 Bowman Park, MACON, GA 31210 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: Owner START DATE: 04/15/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: Pass through business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-18 |
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