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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-23 |
Branch Locations
1230 Rosecrans Avenue Ste 300, Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Skokie | IL | 04/2011 | 12/2018 |
| Iht Wealth Management, Llc | Chicago | IL | 10/2017 | 12/2018 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 04/2024 | 06/2026 |
| Fidelity Investments | Burbank | CA | 03/2019 | 04/2024 |
| Lpl Financial | Manhattan Beach | CA | 06/2026 | Present |
1. 06/2026 - Wendell Charles - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/15/2026 2. 06/2026 - Tom Muscarella - Outside Insurance - Non-Variable Insurance - Inv Related – 15 Hour(s)/Month – 15 Hour(s) During Trading – Manhattan Beach CA 90266 – OBA Start Date: 6/15/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-29 |
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