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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-23
  • CA RA
    APPROVED
    Since 2026-06-23

Branch Locations

1230 Rosecrans Avenue Ste 300, Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Skokie IL 04/2011 12/2018
Iht Wealth Management, Llc Chicago IL 10/2017 12/2018
Wells Fargo Clearing Services, Llc Westlake Village CA 04/2024 06/2026
Fidelity Investments Burbank CA 03/2019 04/2024
Lpl Financial Manhattan Beach CA 06/2026 Present
Previous Registrations
Other Businesses

1. 06/2026 - Wendell Charles - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/15/2026 2. 06/2026 - Tom Muscarella - Outside Insurance - Non-Variable Insurance - Inv Related – 15 Hour(s)/Month – 15 Hour(s) During Trading – Manhattan Beach CA 90266 – OBA Start Date: 6/15/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-29
  • S66 Uniform Combined State Law Examination
    2011-08-29
Other Names
  • Thomas Muscarella
  • Thomas Michael Muscarella

View on SEC IAPD

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