Thomas Muscarella

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 12/2018
  Lpl Financial Llc
  Skokie, IL
• 10/2017 → 12/2018
  Iht Wealth Management, Llc
  Chicago, IL
• 04/2024 → 06/2026
  Wells Fargo Clearing Services, Llc
  Westlake Village, CA
• 03/2019 → 04/2024
  Fidelity Investments
  Burbank, CA
• 06/2026 → Present
  Lpl Financial
  Manhattan Beach, CA

Previous Registrations

• 2024-04-29 → 2026-06-30
  Wells Fargo Clearing Services, Llc
  Westlake Village, CA
  Valencia, CA
  Westlake Village, CA
• 2019-04-17 → 2024-05-07
  Fidelity Personal And Workplace Advisors
  Burbank, CA
• 2017-10-03 → 2019-04-17
  Iht Wealth Management Llc
  Skokie, IL
  Chicago, IL
• 2011-08-30 → 2018-02-27
  Lpl Financial Llc
  Skokie, IL
  Redondo Beach, CA

Other Businesses

1. 06/2026 - Wendell Charles - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/15/2026 2. 06/2026 - Tom Muscarella - Outside Insurance - Non-Variable Insurance - Inv Related – 15 Hour(s)/Month – 15 Hour(s) During Trading – Manhattan Beach CA 90266 – OBA Start Date: 6/15/2026

Exams

• S66 Uniform Combined State Law Examination
  2011-08-29

Other Names

• Thomas Muscarella
• Thomas Michael Muscarella