Barbara Jean Pettit

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-09-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Philadelphia	PA	04/2016	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Philadelphia	PA	04/2016	11/2020
Cetera Advisor Networks Llc	El Segundo	CA	01/2021	09/2023
Vicus Capital, Inc.	Marlton	NJ	01/2021	09/2023
Schwartz Financial Associates, Inc.	Marlton	NJ	12/2020	09/2023
Equitable Advisors, Llc	New York	NY	09/2023	Present

04/2016 → 11/2020

Tiaa

Philadelphia, PA
04/2016 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Philadelphia, PA
01/2021 → 09/2023

Cetera Advisor Networks Llc

El Segundo, CA
01/2021 → 09/2023

Vicus Capital, Inc.

Marlton, NJ
12/2020 → 09/2023

Schwartz Financial Associates, Inc.

Marlton, NJ
09/2023 → Present

Equitable Advisors, Llc

New York, NY

2021-01-07 → 2023-09-05

Vicus Capital, Inc.

Marlton, NJ
2016-05-16 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Philadelphia, PA
2015-07-17 → 2016-05-10

Vanguard Advisers, Inc.

Malvern, PA

1) Other Business related email address, bpettit@schwartz-financial.com, Used to conduct Equitable Business, Used as DBA email in Equitable systems;

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-01
S63	Uniform Securities Agent State Law Examination	2011-05-03