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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FIXED INSURANCE - LIFE, ANNUITIES AND LTC, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, START DATE: 07/2012, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE; 2. NAME OF OTHER BUSINESS: RIGGLE WEALTH GROUP, LLC DBA RIGGLE & ASSOCIATES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING & INVESTMENT MANAGEMENT; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING & INVESTMENT MANAGEMENT; 3. NAME OF OTHER BUSINESS: RCM INVESTMENTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 100 FILBERT ST., HANOVER, PA 17331; NATURE OF BUSINESS: COMMERCIAL RENTAL PROPERTY; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE PROPERTY WITH RENT, EXPENSES AND OTHER ITEMS; 4. NAME OF OTHER BUSINESS: MILLER CAPITAL, LLC; INVESTMENT RELATED: NO; ADDRESS: 5 BRISTOL DRIVE HANOVER, PA 17331; NATURE OF BUSINESS: REAL ESTATE; POSITION/TITLE/RELATIONSHIP: CO OWNER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE RENTAL PROPERTIES WITH RENT AND EXPENSES; 5. NAME OF OTHER BUSINESS: ST. TERESA ATHLETIC ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ATHLETIC ASSOCIATION; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP RUN MEETINGS & ORGANIZE ALL SPORT RELATED ACTIVITIES FOR ST. TERESA SCHOOL;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-01 |
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