Michael Patrick Floyd

Current Employers

Employment History

• 10/2001 → 10/2023
  Ameriprise Financial Services, Inc.
  Lexington, SC
• 10/2023 → Present
  Apollon Wealth Management
  Columbia, SC
• 10/2023 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2003-04-14 → 2023-10-17
  Ameriprise Financial Services, Llc
  Columbia, SC
  Columbia, SC
  Columbia, SC
  Columbia, SC

Other Businesses

Apollon Wealth Management - Located at registered location. Investment Related - Yes. This is an RIA. Michael is a Practice Owner / Primary Advisor. Start date is 9/29/2023. 160 hrs dedicated to this activity. 160 hours during securities hours. Duties are client acquisition and service. MRF Equipment, LLC - Located at registered location. Investment Related - No. Nature is Agricultural / Farming Services. Position is Owner/Operator. Start Date is 10/28/2022. 60 hrs dedicated to this activity. 0 hours during securities hours. Hay and Cattle Farm - Planting/Harvesting Hay/Cattle management. Fixed Insurance - At registered location. Investment Related - Yes. Fixed insurance/annuity. Agent. 9/29/2023. 5 hrs dedicated. 5 hours dedicated during securities hours. Fixed Insurance. Floyd Columbia LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company. MPF Consulting - Entity for tracking business expenses for tax filing purposes. I serve as Owner; duties: maintain records, track expenses, prepare tax-related summaries. Time: 0 hrs/mo (as-needed); compensation none. Investment-related (bookkeeping expense tracking for investment-related business tax reporting).

Exams

• S66 Uniform Combined State Law Examination
  2001-03-01