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Current Employers
Walser Wealth Management Company, A Limited Liability Company

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-22
  • FL RA
    APPROVED
    Since 2025-12-22

Branch Locations

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alerity Finiancial Group, Llc Tampa FL 10/2017 04/2024
Beacon Asset Management Tampa FL 01/2014 10/2017
Walser Wealth Management Company Tampa FL 07/2024 Present
  • 10/2017 → 04/2024
    Alerity Finiancial Group, Llc
    Tampa, FL
  • 01/2014 → 10/2017
    Beacon Asset Management
    Tampa, FL
  • 07/2024 → Present
    Walser Wealth Management Company
    Tampa, FL
Previous Registrations
  • 2017-11-28 → 2024-03-28
    Alterity Financial Group, Llc
    Bangor, ME
    Tampa, FL
  • 2014-03-28 → 2017-09-27
    Beacon Asset Management Inc.
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-25
  • S65 Uniform Investment Adviser Law Examination
    2013-01-25
Designations

View on SEC IAPD

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