Paul T Felten

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 06/2011 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Other Businesses

I*3551268 Entity Type: N/A Name of OBA: PAUL FELTEN TTEE A L TTEE U/A DTD 05/19/2021 Address: Thousand Oaks, California, 91362 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams

• S66 Uniform Combined State Law Examination
  2011-07-11

Other Names

• Paul Thomas Felten