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Gregory Adam Haywood

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

CRD 5907478

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-30
  • MN RA
    APPROVED
    Since 2021-09-30

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 09/2015 04/2021
Lpl Financial Llc Plymouth MN 04/2021 11/2023
Wealth Enhancement Brokerage Services Plymouth MN 04/2021 Present
Wealth Enhancement Group Plymouth MN 04/2021 Present
Wealth Enhancement Advisory Services, Llc Plymouth MN 04/2021 Present
  • 09/2015 → 04/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2021 → 11/2023
    Lpl Financial Llc
    Plymouth, MN
  • 04/2021 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 04/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 04/2021 → Present
    Plymouth, MN
Previous Registrations
  • 2018-07-10 → 2021-04-28
    Cetera Wealth Services, Llc
    Minnetonka, MN
    Edina, MN
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/26/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-28
S63 Uniform Securities Agent State Law Examination 2014-01-17
  • S65 Uniform Investment Adviser Law Examination
    2018-06-28
  • S63 Uniform Securities Agent State Law Examination
    2014-01-17
Other Names
  • Gregory A Haywood

View on SEC IAPD

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