Wade C Root

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-06-21

PA RA
APPROVED

Since 2021-06-21

Branch Locations

Erie, PA • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research Inc.	Fairfield	IA	10/2015	06/2018
Hubbard-Bert, Inc.	Erie	PA	04/2011	06/2018
Rbc Capital Markets, Llc.	Erie	PA	06/2018	05/2021
The Leaders Group Inc	Littleton	CO	06/2021	Present

10/2015 → 06/2018

Cambridge Investment Research Inc.

Fairfield, IA
04/2011 → 06/2018

Hubbard-Bert, Inc.

Erie, PA
06/2018 → 05/2021

Rbc Capital Markets, Llc.

Erie, PA
06/2021 → Present

The Leaders Group Inc

Littleton, CO

Previous Registrations

2018-11-20 → 2021-05-11

Rbc Capital Markets, Llc

Erie, PA

Other Businesses

1.) TLG ADVISORS INC - 6/21/2021 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-20

S66 Uniform Combined State Law Examination

2018-11-20

View on SEC IAPD