Christopher Anthony Paganelli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 07/2017
  Ubs Financial Services Inc.
  Walnut Creek, CA
• 08/2017 → 08/2025
  Stifel Nicolaus & Co Inc
  Walnut Creek, CA
• 08/2025 → Present
  Lpl Financial Llc
  Reno, NV

Previous Registrations

• 2017-08-10 → 2025-09-03
  Stifel, Nicolaus & Company, Incorporated
  Walnut Creek, CA
  Reno, NV
• 2013-08-13 → 2017-07-25
  Ubs Financial Services Inc.
  Walnut Creek, CA
• 2011-07-11 → 2013-08-28
  Morgan Stanley
  Oakland, CA
  Orinda, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-07-07

Other Names

• Chris A Paganelli
• Christopher Anthony Paganelli
• Christopher Paganelli