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Rye, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-13 |
| NY | RA | APPROVED | 2021-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America Private Bank | West Hartford | CT | 07/2015 | Present |
| Markin Asset Management Gp, Llc | Rye | NY | 11/2019 | Present |
| Markin Asset Management, Lp | Rye | NY | 10/2020 | Present |
NOB: Markin Asset Management GP, LLC; POSITION: Managing Member; START DATE: 11/2019; 411 Theodore Fremd Ave. Rye NY 10580; Investment Related; DUTIES: Administrative; APPROX 1 hour per month 1; during trading hours 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-15 |
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