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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-30 |
Branch Locations
50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States
50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States
26135 Carmel Rancho Blvd Ste E-200 [Ke-Rbo], Carmel, CA 93923 • United States
26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Los Altos | CA | 10/2013 | 01/2023 |
| Woodward Yates Revocable Trust | Mountain View | CA | 11/2018 | 03/2021 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-13 |
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