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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-30
  • CA RA
    APPROVED
    Since 2023-01-30

Branch Locations

50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States

50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States

26135 Carmel Rancho Blvd Ste E-200 [Ke-Rbo], Carmel, CA 93923 • United States

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Los Altos CA 10/2013 01/2023
Woodward Yates Revocable Trust Mountain View CA 11/2018 03/2021
Wells Fargo Clearing Services, Llc San Jose CA 01/2023 Present
  • 10/2013 → 01/2023
    Jpmorgan Securities Llc
    Los Altos, CA
  • 11/2018 → 03/2021
    Woodward Yates Revocable Trust
    Mountain View, CA
  • 01/2023 → Present
    San Jose, CA
Previous Registrations
  • 2013-11-01 → 2023-01-14
    Los Altos, CA
    Mountain View, CA
    Los Altos, CA
    Mountain View, CA
    Mountain View, CA
    Cupertino, CA
    San Mateo, CA
    San Mateo, CA
    San Mateo, CA
    San Carlos, CA
    Foster City, CA
    San Mateo, CA
    Palo Alto, CA
    Palo Alto, CA
    Redwood City, CA
    Menlo Park, CA
    Redwood City, CA
    Portola Valley, CA
    Mountain View, CA
    Los Altos, CA
    Palo Alto, CA
    Palo Alto, CA
    Mountain View, CA
    Menlo Park, CA
    Woodside, CA
    San Jose, CA
    Cupertino, CA
    San Jose, CA
    San Jose, CA
    Sunnyvale, CA
    Saratoga, CA
    Sunnyvale, CA
    Santa Clara, CA
    Saratoga, CA
    Cupertino, CA
    Sunnyvale, CA
    Cupertino, CA
    Sunnyvale, CA
    Redwood City, CA
    Belmont, CA
    Columbus, OH
    Cincinnati, OH
    Richardson, TX
    Cupertino, CA
    Beverly Hills, CA
    Chandler, AZ
    Houston, TX
    Los Angeles, CA
    Houston, TX
    Sugar Land, TX
    Houston, TX
    Houston, TX
    Scottsdale, AZ
    San Jose, CA
    Santa Ana, CA
    Burbank, CA
    Casa Grande, AZ
    Sun City, AZ
    Newport Beach, CA
    Phoenix, AZ
    Kingwood, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Piqua, OH
    Beckley, WV
    Cleveland, OH
    Worthington, OH
    Elkhart, IN
    Powell, OH
    Chardon, OH
    Mckinney, TX
    Garland, TX
    Dallas, TX
    Huntington, WV
    The Woodlands, TX
    Charleston, WV
    Seattle, WA
    Dallas, TX
    Fairfield, OH
    Lima, OH
    Frisco, TX
    Duncanville, TX
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Saratoga, CA
    Sunnyvale, CA
    Cupertino, CA
    Sunnyvale, CA
    Saratoga, CA
    Cupertino, CA
    Sunnyvale, CA
    Sunnyvale, CA
    Cupertino, CA
    Santa Clara, CA
    Santa Monica, CA
    San Diego, CA
    Scottsdale, AZ
    Fremont, CA
    Rolling Hills, CA
    Cupertino, CA
    San Diego, CA
    Dublin, CA
    Beverly Hills, CA
    Livermore, CA
    Cupertino, CA
    San Jose, CA
    Phoenix, AZ
  • 2011-07-14 → 2013-09-03
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-13
  • S66 Uniform Combined State Law Examination
    2011-07-13
Designations
Other Names
  • Stephen James Woodward
  • Stephen J Woodward

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