Barclay Kung

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

2001 North Main Street Three Ygnacio Center, Ste 100, Walnut Creek, CA 94596-7235 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Securities Llc	Benicia	CA	04/2016	12/2017
E*Trade Securities Llc	San Francisco	CA	12/2017	04/2022
E*Trade Capital Management Llc	San Francisco	CA	12/2017	04/2022
Fidelity Investments	Walnut Creek	CA	04/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-05-10 → 2025-03-31

Fidelity Personal And Workplace Advisors

Walnut Creek, CA
2017-12-21 → 2022-04-27

Harrisdirect Llc

San Francisco, CA

Arlington, VA

San Francisco, CA
2016-04-28 → 2017-12-19

J.P. Morgan Securities Llc

Benicia, CA

Vallejo, CA
2014-12-02 → 2016-05-09

Bancwest Investment Services, Inc.

Concord, CA

Pittsburg, CA

Benicia, CA
2012-11-19 → 2014-11-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA

San Ramon, CA

San Ramon, CA

San Ramon, CA

Livermore, CA

Walnut Creek, CA
2012-08-01 → 2012-11-12

Hsbc Securities (Usa) Inc.

San Francisco, CA
2012-04-02 → 2012-07-31

Waddell & Reed

San Mateo, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-31