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Barbara Marie Droher Kline

Thrivent Investment Management Inc.

New Prague, MN

CRD 5906541

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-09-04
  • MN RA
    APPROVED
    Since 2015-09-04

Branch Locations

New Prague, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc New Prague MN 09/2011 Present
Thrivent Financial For Lutherans Appleton WI 01/2012 Present
Other Businesses

MN BOARD OF PHARMACY POSITION: public board member NATURE: MN Board of Pharmacy regulates and has oversight for the licensing of pharmacies and pharmacists. I have been appointed as a public representative, due to my work in mental health advocacy. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/11/2024 ADDRESS: 335 Randolph Avenue, St Paul MN 55102, United States DESCRIPTION: Advice and support to the MN Board of Pharmacy. MINNESOTA PUBLIC BROADBAND ALLIANCE POSITION: broadband consultant and lobbyist NATURE: The Minnesota Public Broadband Alliance was created to provide an opportunity for any broadband network supported with public funds to engage and work with others to build relationships, share information, and create added influence. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 09/18/2024 ADDRESS: 20726 300th Street, New Prague MN 56071, United States DESCRIPTION: Meeting with city and county officials around the State of Minnesota, in regard to the development of reliable internet, as well as continuing work in Le Sueur County. Significant federal funds are available with many regulatory barriers for eligibility in Southern and Western Minnesota. City and county officials are advocating for improved access to these funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-20
  • S66 Uniform Combined State Law Examination
    2012-01-20

View on SEC IAPD

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