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André J Small

A Small Investment

Houston, TX

Humble, TX

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Current Employers
A Small Investment

1202 1St St E #15293, Humble, TX 77338 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-24
  • TX RA
    APPROVED
    Since 2024-10-24

Branch Locations

250 Assay Street, Suite 300-380, Houston, TX 77044 • United States

1202 1St St E #15293, Humble, TX 77338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kingwood TX 04/2018 07/2023
Dhl Supply Chain La Porte TX 11/2014 04/2018
Bank Of America, N.A. Kingwood TX 05/2018 07/2023
A Small Investment, Llc Humble TX 07/2024 Present
Unemployed Humble TX 07/2023 07/2024
  • 04/2018 → 07/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Kingwood, TX
  • 11/2014 → 04/2018
    Dhl Supply Chain
    La Porte, TX
  • 05/2018 → 07/2023
    Bank Of America, N.A.
    Kingwood, TX
  • 07/2024 → Present
    A Small Investment, Llc
    Humble, TX
  • 07/2023 → 07/2024
    Unemployed
    Humble, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-09
  • S66 Uniform Combined State Law Examination
    2018-08-09
Designations
Other Names
  • André J Small
  • Andre Small

View on SEC IAPD

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