Alias Masudi

Current Employers

Employment History

• 06/2016 → 12/2016
  Bank Of America, N.A.
  Livermore, CA
• 06/2016 → 12/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Livermore, CA
• 12/2016 → 03/2018
  Wells Fargo Bank Na
  Modesto, CA
• 12/2016 → 03/2018
  Wells Fargo Clearing Services Llc
  Modesto, CA
• 04/2018 → 02/2023
  Morgan Stanley
  San Mateo, CA
• 04/2018 → 02/2023
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 02/2023 → Present
  Ubs Financial Services Inc.
  Walnut Creek, CA

Previous Registrations

• 2018-04-26 → 2023-03-07
  Morgan Stanley
  Modesto, CA
  San Mateo, CA
  Palo Alto, CA
  Palo Alto, CA
• 2017-01-18 → 2018-04-03
  Wells Fargo Clearing Services, Llc
  Modesto, CA
  Fresno, CA
• 2016-06-16 → 2017-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Livermore, CA
• 2015-12-18 → 2016-06-24
  Morgan Stanley
  Pleasanton, CA

Other Businesses

* 483109 - Rocket Kabob; Investment related No; Manteca, California; Restaurant/Catering; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 12; Business Development/Growth 2) NAME OF OTHER BUSINESS:Masudi Enterprises, LLC / INVESTMENT RELATED?: N / ADDRESS: 268 Munter Ct, Manteca CA / NATURE OF THE BUSINESS: Setting up LLC entity for Amazon FBA business. Will be establishing a sellers account on Amazon to sell products./ POSITION:_Officer / DUTIES:I will be overseeing the sales and operations of personal business of Fulfillment by Amazon (FBA) which stores, picks, packs, ships, and delivers products to customers. Amazon will handles customer service and returns for any orders. / START DATE: 4/1/2023 / HOURS DEVOTED TO BUSINESS:NA 3) Tribe Enterprise LLC, Setting up LLC entity for Amazon FBA business. Will be establishing a sellers account on Amazon to sell products, Officer, I will be overseeing the sales and operations of personal business of Fulfillment by Amazon (FBA) which stores, picks, packs, ships, and delivers products to customers. Amazon will handles customer service and returns for any orders, start date-6/1/2023, Manteca CA United States-95337. Kabob King, eCommerce sales of products, Proprietor / owner, Managing the sales and service of eCommerce platform for online sales of goods and services, start date-2/1/2024, MantecaCAUnited States-95337.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-18
• S63 Uniform Securities Agent State Law Examination
  2011-05-17