Doroteo Cabral

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-24
CA	RA	APPROVED	2016-04-25

TX RA
APPROVED

Since 2016-10-24
CA RA
APPROVED

Since 2016-04-25

Branch Locations

2445 S Broadway, Santa Maria, CA 93454 • United States

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

407 E Main St, Santa Maria, CA 93454 • United States

1450 S Broadway, Santa Maria, CA 93454 • United States

645 W Central Ave, Lompoc, CA 93436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Santa Maria	CA	03/2011	11/2016
Wells Fargo Clearing Services, Llc	Santa Maria	CA	11/2016	Present

03/2011 → 11/2016

Wells Fargo Advisors Llc

Santa Maria, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Santa Maria, CA

Other Businesses

RENTAL PROPERTY; INV RELATED; LOMPOC, CA; 100% OWNERSHIP WITH SPOUSE; START 11/1/2015; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY, INVT RELATED, LOMPOC, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, LOMPOC, CA, 100% OWNERSHIP WITH SPOUSE, START 10/1/24, 1 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD; RENTAL PROPERTY - 1044; INV RELATED;LOMPOC,CA; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 05/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-25
S63	Uniform Securities Agent State Law Examination	2011-05-17

S66 Uniform Combined State Law Examination

2016-04-25
S63 Uniform Securities Agent State Law Examination

2011-05-17