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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| MT | RA | APPROVED | 2015-11-16 |
Branch Locations
401 North 31St Street Suite 900, Billings, MT 59103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Billings | MT | 11/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2016 | Present |
(1) 347779 - Eureka Second Home / Not Investment Related / Eureka, MT / Sole Proprietor, Owner, Partner / Start 04-March-2019 / Vacation Rental Home, when it is not being used by the family. (2) 705186 - Ben Steele Middle School / Not Investment Related / Billings, MT / Education / Head Football Coach / Start 15-August-2026 / During business hours: 0 / After business hours: 25 / Labor, Service.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-01-15 |
| S65 | Uniform Investment Adviser Law Examination | 2011-04-25 |
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