Genevie Mckeithan Osborn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → 07/2021
  Trust Fbo Gillian Wigdill
  West Hartford, CT
• 11/2009 → 07/2021
  Waddell And Reed, Inc.
  Lexington, KY
• 11/2009 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Lexington, KY
• 04/2016 → 03/2018
  Peo
  Des Moines, IA
• 08/2016 → 07/2021
  Sucker Brook Llc
  Port Washington, WI
• 07/2014 → 07/2021
  Society Of Financial Service Professionals
  Lexington, KY
• 03/2019 → 04/2021
  Peo
  Des Moines, IA
• 11/2014 → 01/2019
  Biomedical Sciences Research Group Llc
  Lexington, KY
• 01/2020 → 07/2021
  Troika St Llc
  Milwaukee, WI
• 01/2020 → 07/2021
  Troika Ventures
  Milwaukee, WI
• 01/2020 → 07/2021
  Troika Holdings Llc
  Milwaukee, WI
• 02/2020 → 07/2021
  Gmo Llc Dba Aurora Financial Consultants
  Lexington, KY
• 01/2020 → 07/2021
  Troika Ventures Llc
  Milwaukee, WI
• 07/2021 → Present
  Lpl Financial Llc
  Lexington, KY

Previous Registrations

• 2009-11-17 → 2021-07-21
  Waddell & Reed
  Louisville, KY
  Lexington, KY
  Charleroi, PA

Other Businesses

1) 08/09/2021- GMO, LLC, dba Aurora Financial Consultants - Business Entity For Tax/Investment Purposes Only - Inv Rel - Lexington, KY - Start: 02/2020 2) 08/09/2021- GMO, LLC, dba Aurora Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/6/2020 3) 08/09/2021 - Sucker Brook LLC - Family only - Business Entity For Tax/Investment Purposes Only - Inv Rel - Port Washington, WI - Start: 08/2016 4) 08/09/2021 - Non-Variable Insurance - Agent - Inv Rel - Lexington, KY - Start: 07/2021 5) 09/26/2023 - TROIKA VENTURES LLC - Business Entity For Tax/Investment Purposes Only - Part Owner - Not Investment Related - WFB, WI - Start Date 06/08/2022 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-15
• S63 Uniform Securities Agent State Law Examination
  2001-03-15

Other Names

• Genevie Mckeithan
• Geni Osborn
• Genevie Mckeithan Osborn
• Genevie Osborn