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Douglas Michael Clark

Edelman Financial Engines

Troy, MI

CRD 3121591

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-11-30
  • MI RA
    APPROVED
    Since 2016-11-30

Branch Locations

201 West Big Beaver Road Suite 950, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. Clinton Township MI 11/2016 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Clinton Township, MI
Previous Registrations
  • 2015-07-07 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Clinton Township, MI
    Overland Park, KS
  • 2010-06-29 → 2015-09-02
    The Mutual Fund Store
    Sterling Heights, MI
    Overland Park, KS
  • 2005-03-25 → 2006-04-19
    Ifmg Securities, Inc.
    Troy, MI
    Shelby Township, MI
    Macomb Township, MI
    Beverly Hills, MI
    Troy, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-23
S63 Uniform Securities Agent State Law Examination 1998-10-02
  • S65 Uniform Investment Adviser Law Examination
    2003-05-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-02

View on SEC IAPD

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