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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2012-03-05 |
| CT | RA | APPROVED | 2011-06-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsville | NY | 03/2011 | Present |
| Bank Of America,N.A. | Buffalo | NY | 06/2011 | Present |
I*2189279, Entity Type: Entity Charitable, Name of OBA: Buffalo Equestrian Center , Address: Buffalo, New York, 14216, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 02/05/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: It is a non-profit entity for the purpose of operating an equestrian center and i will be on the board of the center.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-09 |
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