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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

9800 Fredericksburg Road, San Antonio, TX 78288 • United States

One Norterra Drive, Phoenix, AZ 85085 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services San Antonio TX 07/2013 12/2020
Usaa Financial Advisors, Inc San Antonio TX 07/2013 06/2020
Usaa Investment Services Company San Antonio TX 01/2018 Present
Usaa Life Insurance Company San Antonio TX 12/2020 Present
  • 07/2013 → 12/2020
    Usaa Financial Planning Services
    San Antonio, TX
  • 07/2013 → 06/2020
    Usaa Financial Advisors, Inc
    San Antonio, TX
  • 01/2018 → Present
    San Antonio, TX
  • 12/2020 → Present
    Usaa Life Insurance Company
    San Antonio, TX
Previous Registrations
  • 2013-10-14 → 2018-01-08
    Usaa Financial Planning Services
    San Antonio, TX
Other Businesses

NAME OF BUSINESS: AP REMODEL CO, LLC LOCATION: 18911 HARDY OAK BLVD STE 162 SAN ANTONIO, TX 78258 NATURE OF BUSINESS: HOME SERVICES, HANDYMAN, RESIDENTIAL REMODELING INVESTMENT RELATED: NO TITLE: OWNER/INVESTOR DESCRIPTION OF BUSINESS: BEING THE OWNER I APPEAR TO LOCATE MARKETING EFFORTS/COMPLETE SHEET RUNNING BALANCE REPORTS ARE THE END OF THE MONTH START DATE: 06/22/2026 COMPENSATED: YES NUMBER OF HOURS DEVOTED TO OUTSIDE BUSINESS: 6 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-13
S63 Uniform Securities Agent State Law Examination 2012-01-27
  • S66 Uniform Combined State Law Examination
    2013-10-13
  • S63 Uniform Securities Agent State Law Examination
    2012-01-27

View on SEC IAPD

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