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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Rye Brook | NY | 10/2011 | 09/2021 |
| Strategies For Wealth | Rye Brook | NY | 09/2011 | 09/2021 |
| Jpmorgan Chase Bank (Mi) | Naples | FL | 09/2021 | Present |
| J.P. Morgan Securities Llc | Naples | FL | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-08 |
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