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9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-06-25 |
| TX | RA | APPROVED_RES | 2024-06-15 |
Branch Locations
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
3401 Nw 63Rd Street Suite 600, Oklahoma City, OK 73116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2014 | 04/2017 |
| Shaw Financial Services Inc. | Edmond | OK | 05/2017 | 04/2019 |
| Lpl Financial, Llc | Edmond | OK | 07/2017 | 04/2019 |
| Unemployed | Oklahoma City | OK | 04/2019 | 07/2019 |
| T.S. Phillips Investments, Inc. | Oklahoma City, Ok | OK | 07/2019 | 06/2024 |
| Thurston Springer Financial | Indianapolis | IN | 06/2024 | Present |
1) Horse & farming family business. Owner/Horse Racing With Family raised horses. there is no time spent during during market house-non investment related 2) Managing member of Oklahoma Drinking Post LLC-no time spent during market hours and this is a non-investment related business 3) DBA TS Phillips Investments 4) TSP Rent Group, LLC; Managing Member; LLC maintained with other advisors to managed office space expenses and to hold the office lease
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-13 |
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