Daniel Jay Miller

LPl Enterprise, LLC

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-11-14
TX	RA	APPROVED_RES	2024-11-14

MD RA
APPROVED

Since 2024-11-14
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

1912 Liberty Road Ste. 30 F-2, Eldersburg, MD 21784 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Timonium	MD	05/2011	09/2016
New York Life	Timonium	MD	03/2011	09/2016
Prudential Insurance Company Of America	Eldersburg	MD	09/2016	Present
Pruco Securities, Llc.	Eldersburg	MD	09/2016	11/2024
Lpl Enterprise, Llc	Eldersburg	MD	11/2024	Present

05/2011 → 09/2016

Nylife Securities Llc

Timonium, MD
03/2011 → 09/2016

New York Life

Timonium, MD
09/2016 → Present

Prudential Insurance Company Of America

Eldersburg, MD
09/2016 → 11/2024

Pruco Securities, Llc.

Eldersburg, MD
11/2024 → Present

Lpl Enterprise, Llc

Eldersburg, MD

Previous Registrations

2017-01-23 → 2024-11-14

Pruco Securities, Llc.

Hunt Valley, MD

Hunt Valley, MD

North Bethesda, MD

Owings Mills, MD

Eldersburg, MD

Owings Mills, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-21
S63	Uniform Securities Agent State Law Examination	2012-01-20

S65 Uniform Investment Adviser Law Examination

2016-12-21
S63 Uniform Securities Agent State Law Examination

2012-01-20

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MONTGOMERY FINANCIAL

KESTRA ADVISORY SERVICES, LLC

Other Investors

JAMES LOREN AREY III

MICHAEL ROBERT STEBNER

DAVID EARL HEDRICK

Connor Vogelsang

CHRISTINA OKEEFE MARSALEK

JOHN FREDERICK MAIENSHEIN

DAVID VOGELSANG

CHRISTOPHER JUDE BRAZFIELD

Other Offices

PFS INVESTMENTS INC. · ELDERSBURG, MD

PFS INVESTMENTS INC. · ELDERSBURG, MD

PNC WEALTH MANAGEMENT LLC · SYKESVILLE, MD

WELLS FARGO CLEARING SERVICES, LLC · ELDERSBURG, MD

EDWARD JONES · ELDERSBURG, MD

LPL FINANCIAL LLC · ELDERSBURG, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ELDERSBURG, MD

MONTGOMERY FINANCIAL · ELDERSBURG, MD

More in Eldersburg, MD

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