Paloma Aguayo

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-02
IN	RA	APPROVED	2024-07-05

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Indianapolis	IN	10/2018	04/2019
Indiana University East	Richmond	IN	08/2013	08/2018
Whole Foods	Carmel	IN	07/2018	09/2018
Bank Of America, N.A.	Indianapolis	IN	12/2018	04/2019
Charles Schwab & Co., Inc.	Indianapolis	IN	05/2019	03/2021
Morgan Stanley	Indianapolis	IN	09/2023	Present
Cooke Financial Group	Indianapolis	IN	03/2021	05/2022
Fhlbi	Indianapolis	IN	05/2022	09/2023

10/2018 → 04/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN
08/2013 → 08/2018

Indiana University East

Richmond, IN
07/2018 → 09/2018

Whole Foods

Carmel, IN
12/2018 → 04/2019

Bank Of America, N.A.

Indianapolis, IN
05/2019 → 03/2021

Charles Schwab & Co., Inc.

Indianapolis, IN
09/2023 → Present

Morgan Stanley

Indianapolis, IN
03/2021 → 05/2022

Cooke Financial Group

Indianapolis, IN
05/2022 → 09/2023

Fhlbi

Indianapolis, IN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-05
S63	Uniform Securities Agent State Law Examination	2019-06-24

Other Firms