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11750 Katy Freeway Suite 840, Houston, TX 77079 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-04 |
Branch Locations
11750 Katy Freeway Suite 840, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Index Fund Advisors | Irvine | CA | 09/2012 | 11/2017 |
| Retirement Plan Consultants | Norfolk | NE | 11/2017 | 04/2021 |
| Ria Advisors | Houston | TX | 04/2021 | Present |
| Ria Advisors | Houston | TX | 11/2025 | Present |
35 Tops LLC DBA District H Strength & Fitness; not investment related; 1044 Studewood Street Houston TX 77008; An independent privately owned fitness facility serving the greater Houston Heights area.; Partner; Passive financial partner; 2019-09-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; 10% of his yearly compensation is derived from this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-17 |
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