Thomas George Allen

Employer firm

Ria Advisors CRD 150661

$1.84B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 11/2017
  Index Fund Advisors
  Irvine, CA
• 11/2017 → 04/2021
  Retirement Plan Consultants
  Norfolk, NE
• 04/2021 → Present
  Ria Advisors
  Houston, TX
• 11/2025 → Present
  Ria Advisors
  Houston, TX

Previous Registrations

• 2017-11-28 → 2021-03-29
  Mcmill Cpa And Advisors
  Houston, TX
  Norfolk, NE
  Houston, TX
• 2013-03-25 → 2017-11-13
  Index Fund Advisors, Inc.
  Irvine, CA

Other Businesses

35 Tops LLC DBA District H Strength & Fitness; not investment related; 1044 Studewood Street Houston TX 77008; An independent privately owned fitness facility serving the greater Houston Heights area.; Partner; Passive financial partner; 2019-09-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; 10% of his yearly compensation is derived from this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-17