Christopher D. Woodhouse

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-08-23

CT RA
APPROVED

Since 2021-08-23

Branch Locations

635 Main Street, Torrington, CT 06790 • United States

129 Main Street, Torrington, CT 06790 • United States

888 Farmington Ave., Bristol, CT 06010 • United States

235 Dibble Street, Torrington, CT 06790 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Webster Bank	Windsor	CT	10/2012	08/2021
Lpl Financial, Llc	Avon	CT	10/2012	08/2021
Infinex Investments, Inc.	Meriden	CT	08/2021	Present
Torrington Savings Bank	Torrington	CT	08/2021	Present

10/2012 → 08/2021

Webster Bank

Windsor, CT
10/2012 → 08/2021

Lpl Financial, Llc

Avon, CT
08/2021 → Present

Infinex Investments, Inc.

Meriden, CT
08/2021 → Present

Torrington Savings Bank

Torrington, CT

Previous Registrations

2017-06-30 → 2021-09-03

Lpl Financial Llc

Rocky Hill, CT

West Hartford, CT

Wethersfield, CT

Rocky Hill, CT

Avon, CT

Windsor, CT

Hartford, CT

Hartford, CT

Avon, CT

Westfield, MA

Newington, CT

West Manchester, CT

Newington, CT

Storrs, CT

Hartford, CT

Manchester, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-30
S63	Uniform Securities Agent State Law Examination	2011-05-26

S65 Uniform Investment Adviser Law Examination

2017-06-30
S63 Uniform Securities Agent State Law Examination

2011-05-26

Other Names

Chris Woodhouse

View on SEC IAPD