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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-25 |
Branch Locations
16852 Ih 35 N, Schertz, TX 78154 • United States
111 S Main St, Lockhart, TX 78644 • United States
519 Main St, Schertz, TX 78154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 04/2011 | 02/2017 |
| Investment Professionals, Inc. | San Antonio | TX | 02/2017 | 09/2018 |
| Ameriprise Financial Services, Inc | Houston | TX | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 1722 Trail Pass, , Canyon Lake, TX, 78133; Not Investment-Related; 07/01/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-27 |
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