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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-01 |
| NY | RA | APPROVED | 2021-07-23 |
Branch Locations
145 Pinelawn Rd Ste 340N, Melville, NY 11747-3241 • United States
Dix Hills, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Melville | NY | 04/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
Outside Employment; Larry Joseph and Associates LLC; Client Service coordinator - Calendar, appointments, answer phones, follow up with home office; ; 145 Pinelawn Road, Suite 340 N, , Melville, NY, 11747; Investment-Related; 04/01/2011; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-07 |
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