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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-12-09
  • WA RA
    APPROVED
    Since 2022-12-09

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

777 108Th Ave. Ne Suite 2550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Wealth Advisors, Inc. Bellevue WA 11/2006 12/2022
Hightower Chicago IL 12/2022 Present
  • 11/2006 → 12/2022
    Sovereign Wealth Advisors, Inc.
    Bellevue, WA
  • 12/2022 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2018-02-13 → 2022-12-20
    Sovereign Wealth Advisors, Inc.
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-31
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S65 Uniform Investment Adviser Law Examination
    2000-03-31
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10
Designations

View on SEC IAPD

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