Lawrence Sanfilippo

Current Employers

Employment History

• 03/2011 → 03/2017
  All Good Officials
  Mesa, AZ
• 06/2011 → 03/2017
  Axa Advisors, Llc
  New York, NY
• 03/2017 → 04/2021
  Lincoln Financial Advisors Corporation
  Peoria, AZ
• 05/2021 → 06/2024
  Securities America, Inc.
  Omaha, NE
• 05/2021 → 06/2024
  Securities America Advisors
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE
• 08/2025 → Present
  Alliant Retirement Services, Llc
  Omaha, NE
• 08/2025 → Present
  Alliant Insurance Services
  Omaha, NE

Previous Registrations

• 2021-05-03 → 2024-06-14
  Securities America Advisors, Inc.
  Omaha, NE
• 2017-03-06 → 2021-05-05
  Osaic Fa, Inc.
  Peoria, AZ
  Omaha, NE
• 2014-02-04 → 2017-03-03
  Equitable Advisors, Llc
  Scottsdale, AZ
  Gilbert, AZ
  Scottsdale, AZ

Other Businesses

1. CONSULTING POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 05/03/2021 ADDRESS: 17117 Oak Drive, Suite A, Omaha NE 68130 DESCRIPTION: General Governmental retirement plan consulting 2. 1ST IN BENEFITS/ GENERAL INSURANCE SALES POSITION: Group Health Salesman NATURE: Group health benefit sales and Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2019 ADDRESS: 17117 Oak Drive Suite A, Omaha NE 68130 DESCRIPTION: Group Health Insurance sales and fixed insurance and annuity sales 3. DBA - Lifetime Retirement Partners

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-11
• S63 Uniform Securities Agent State Law Examination
  2011-07-22