Joseph Michael Romas

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 04/2019
  Jp Morgan Securities Llc
  Germantown, WI
• 09/2017 → 05/2018
  Cloud Park, Llc
  Wauwatosa, WI
• 04/2019 → 10/2019
  Ameriprise Financial Services Inc
  Brookfield, WI
• 10/2019 → Present
  Pnc Investments
  Brookfield, WI

Previous Registrations

• 2019-04-12 → 2019-10-18
  Ameriprise Financial Services, Llc
  Brookfield, WI
• 2015-11-12 → 2019-04-23
  J.P. Morgan Securities Llc
  Milwaukee, WI
  Germantown, WI
  Butler, WI
• 2014-11-25 → 2015-10-28
  Lpl Financial Llc
  Austin, TX
  Austin, TX
  New Braunfels, TX
• 2011-07-25 → 2014-11-26
  Edward Jones
  West Allis, WI
  Muskego, WI
  Lakeway, TX
  St Louis, MO
  Saukville, WI

Other Businesses

07/2023 / Flight Instructor / Spring City Aviation / Not investment related / Zero hours during trading // 04/10/2026 / Romas Rentals / Owner / Not Investment relates / Zero hours during trading //

Exams

• S66 Uniform Combined State Law Examination
  2011-05-27

Other Names

• Joseph Michael Romas
• Joseph Romas