Robert Rush Norton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 11/2018 → 03/2023
  Morgan Stanley Smith Barney Llc
  Miami, FL
• 11/2018 → 03/2023
  Morgan Stanley Private Bank, N.A.
  Coral Gables, FL
• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 05/2023 → Present
  Bank Of America, N.A.
  Miami, FL

Previous Registrations

• 2019-04-16 → 2023-04-19
  Morgan Stanley
  Coral Gables, FL
  Miami, FL
• 2012-01-31 → 2018-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  New York, NY
  Charlotte, NC
  Blue Bell, PA
  Atlanta, GA
  Miami, FL
  Fort Worth, TX
  Coral Gables, FL
  Blue Bell, PA
  Coral Gables, FL

Other Businesses

I*,1785306 Entity Type, Charitable Name of OBA:United Way Miami Address:Miami,Florida,33129 Investment Related:YES Position, Title, Association: Committee,Board MemberEmployee Start Date:07/01/2024 No Hours: 4MONTHLYNo Hours during trading: 1Duties:I have been asked to Chair the Finance Committee. I will step down as an investment subcommittee member. As chair of the finance committee I will sit on the board of United Way and the Executive Committee. I*1860293, Entity Type, Entity For Profit, Name of OBA: TBD LLC 1, Address: Coral Gables, FL, 33134, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Owner, Employee Start Date: 06/10/2024, No Hours:0, No Hours during trading: 0, Duties: basic funds and investment management for the purpose of funding the vessel. Hold a personal water craft. I*1867272Entity For ProfitName of OBA: Shady Pelican Holdings LLCAddress: Coral Gables, Florida, 33134Investment Related: NoPosition, Title, Association: General Partner/Managing Member,OwnerEmployee Start Date: 06/18/2024No Hours: 0No Hours during trading: 0Duties: Hold investments including another LLC which will hold ownership in recreational marine craft I*2076313, Entity Type Fiduciary, Name of OBA: S P N Address: Coral Gables, Florida, 33156 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 18-Nov-2024 No Hours: 1 yearly No Hours during trading: 0 Duties: I*2226286, Entity Type: , Name of OBA: MRS S P N TOD BENEFICIARIES ON FILE , Address: Miami, Florida, 33156, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03-Mar-2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2011-12-12

Other Names

• Robert Rush Norton
• Robert Rush Norton
• Rush Norton
• Robert R Norton