Chris Charles Acuna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-10-06
TX	RA	APPROVED	2023-10-06

CO RA
APPROVED

Since 2023-10-06
TX RA
APPROVED

Since 2023-10-06

Branch Locations

Highlands Ranch, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Group, Inc.	Greenwood Village	CO	02/2011	10/2023
Creative Concepts Marketing	Highlands Ranch	CO	11/2011	Present
Transamerica Financial Advisors, Inc	Greenwood Village	CO	01/2012	10/2023
Acuna Enterprises Inc	Higlands Ranch	CO	03/2003	Present
Roper Insurance	Englewood	CO	11/2017	01/2020
Colonial Life	Centennial	CO	11/2017	01/2020
Colorado Realty Pros	Denver	CO	11/2017	06/2021
Lpl Financial	Highlands Ranch	CO	10/2023	Present

02/2011 → 10/2023

World Financial Group, Inc.

Greenwood Village, CO
11/2011 → Present

Creative Concepts Marketing

Highlands Ranch, CO
01/2012 → 10/2023

Transamerica Financial Advisors, Inc

Greenwood Village, CO
03/2003 → Present

Acuna Enterprises Inc

Higlands Ranch, CO
11/2017 → 01/2020

Roper Insurance

Englewood, CO
11/2017 → 01/2020

Colonial Life

Centennial, CO
11/2017 → 06/2021

Colorado Realty Pros

Denver, CO
10/2023 → Present

Lpl Financial

Highlands Ranch, CO

Previous Registrations

2012-01-06 → 2023-10-16

Transamerica Financial Advisors, Llc

Englewood, CO

Centennial, CO
2011-07-29 → 2012-01-06

Investment Advisors International, Inc.

Centennial, CO

Other Businesses

1) 09/2023 - The Integrity Wealth Group, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 09/2023 - Exp Realty - Real Estate Sales - Inv. Related - Englewood, CO - Residential Real Estate Agent - Start Date 07/30/2021 - 2hrs/month - 1% time spent 3) 09/2023 - Acuna Enterprises Inc - Real Estate Rental - Inv. Related - Highlands Ranch, CO - President - Start Date 03/01/2003 - 2hrs/month - 2% time spent 4) 09/2023 - Non-Variable Insurance - Non-Variable Insurance - Inv. Related - Highlands Ranch, CO - Agent Selling Insurance- Start Date 11/15/2023 - 10hrs/month - 2% time spent 5) 09/2023 - Creative Concept Innovations LLC - Business Owner - Non-inv. Related - Highlands Ranch, CO - Member/Owner- Start Date 11/01/2011 - 10hrs/month - 1% time spent

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-06-19
S65	Uniform Investment Adviser Law Examination	2011-06-25

S63 Uniform Securities Agent State Law Examination

2020-06-19
S65 Uniform Investment Adviser Law Examination

2011-06-25

View on SEC IAPD