John Mark Stanley

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Nuveen Securities, Llc
  Los Angeles, CA
• 10/2006 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Other Businesses

I OCCASIONALLY ENGAGE IN FREELANCE GRAPHIC DESIGN WORK, ABOUT ONE OR TWO TIMES PER QUARTER, AND ALWAYS OUTSIDE OF PRIMARY WORK HOURS. I SPEND ABOUT 5 HOURS PER PROJECT ON AVERAGE, IT'S NOT INVESTMENT RELATED, AND I'VE BEEN DOING SUCH PROJECTS FOR ABOUT 7 YEARS.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-26

Other Names

• Mark Stanley