Daniel William Monahan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Ubs Financial Services Inc.
  Minneapolis, MN

Previous Registrations

• 2014-01-07 → 2015-10-01
  Wealth Enhancement Advisory Services, Llc
  Burnsville, MN
  Plymouth, MN

Other Businesses

1) Name of Business: Shepherd of the Valley Lutheran Church - Endowment Fund./ Address: United States./ Nature: Provide worship services and missionary services for the surrounding community./ Role; Member of a committee with management / supervisor functions./ Duty: "Assist in managing the assets and affairs of the endowment fund and to carry out the purposes of the endowment fund including; Receive and hold assets and property, and to handle, manage and control the Endowment Fund. Account for income, profits, rents and proceeds of the Endowment Fund. Report to church Board of Directors the management and distribution of assets from the Endowment Fund./ Time Required: N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-14
• S63 Uniform Securities Agent State Law Examination
  2011-06-18

Other Names

• Daniel W Monahan