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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-15
FL RA APPROVED 2015-10-30
  • TX RA
    APPROVED_RES
    Since 2019-03-15
  • FL RA
    APPROVED
    Since 2015-10-30

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

9110 Strada Pl 3Rd Fl [Ei-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naples FL 10/2015 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 Present
Previous Registrations
  • 2012-02-07 → 2015-09-10
    Marietta, GA
    Dunwoody, GA
    Peachtree Corners, GA
    Atlanta, GA
    Smyrna, GA
    Atlanta, GA
    Smyrna, GA
    Naples, FL
    Naples, FL
  • 2011-06-06 → 2012-01-27
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-03
  • S66 Uniform Combined State Law Examination
    2011-06-03

View on SEC IAPD

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