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Michael Awwad

Mdrn Capital

Imlay City, MI

Annapolis, MD

CRD 5902911

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Employer firm

Mdrn Capital CRD 325950

$339M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mdrn Capital

1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-18
  • MI RA
    APPROVED
    Since 2024-09-18

Branch Locations

Imlay City, MI • United States

1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington Investment Company Clinton Township MI 06/2016 08/2018
Fifth Third Securities, Inc. Troy MI 08/2018 01/2020
Cetera Investment Services Llc Port Huron MI 01/2020 10/2021
Huntington Financial Advisors Grand Blanc MI 10/2021 04/2022
Cetera Investment Advisers Llc Port Huron MI 01/2020 10/2021
Huntington Financial Advisors Clinton Township MI 06/2016 08/2018
Pnc Investments Romeo MI 04/2022 01/2024
Edward Jones St. Louis MO 01/2024 09/2024
Goodland Township Fire Department Imlay City MI 08/2019 Present
Mdrn Capital, Llc Imlay City MI 09/2024 Present
Southern New Hampshire University Imlay City MI 08/2018 Present
  • 06/2016 → 08/2018
    Huntington Investment Company
    Clinton Township, MI
  • 08/2018 → 01/2020
    Troy, MI
  • 01/2020 → 10/2021
    Cetera Investment Services Llc
    Port Huron, MI
  • 10/2021 → 04/2022
    Huntington Financial Advisors
    Grand Blanc, MI
  • 01/2020 → 10/2021
    Port Huron, MI
  • 06/2016 → 08/2018
    Huntington Financial Advisors
    Clinton Township, MI
  • 04/2022 → 01/2024
    Pnc Investments
    Romeo, MI
  • 01/2024 → 09/2024
    St. Louis, MO
  • 08/2019 → Present
    Goodland Township Fire Department
    Imlay City, MI
  • 09/2024 → Present
    Mdrn Capital, Llc
    Imlay City, MI
  • 08/2018 → Present
    Southern New Hampshire University
    Imlay City, MI
Previous Registrations
  • 2024-01-19 → 2024-09-09
    Washington Township, MI
    Almont, MI
    Imlay City, MI
    St. Louis, MO
  • 2022-04-27 → 2024-01-19
    Romeo, MI
    Lapeer, MI
    Lake Orion, MI
    Lapeer, MI
    Washington, MI
  • 2021-10-18 → 2022-04-21
    Imlay City, MI
    Grand Blanc, MI
  • 2020-01-10 → 2021-10-13
    Port Huron, MI
  • 2018-08-20 → 2020-01-10
    Warren, MI
    Clinton Township, MI
    Clinton Township, MI
    Romeo, MI
    Clinton Township, MI
    Troy, MI
    Sterling Heights, MI
  • 2016-06-16 → 2018-08-16
    Clinton Township, MI
    Clinton Township, MI
  • 2016-04-19 → 2016-06-01
    Investment Professionals, Inc.
    St. Clair, MI
    Bad Axe, MI
    San Antonio, TX
  • 2014-08-18 → 2016-04-11
    Warren, MI
    Warren, MI
    Warren, MI
    Hamtramck, MI
    Warren, MI
    Madison Heights, MI
    Detroit, MI
  • 2011-06-22 → 2013-03-28
    Cuso Financial Services, L.P.
    Sterling Heights, MI
    Roseville, MI
Other Businesses

Insurance Sales; Investment-related; Same Address; Individual Capacity; Approximately 10% of time during the month. Southern New Hampshire University; Not investment-related; Same address; Education; Adjunct Professor; Since 08/2018; Approximately 10% of time per month; Teach finance related courses Goodland Township Fire Department; Not investment-related; 2374 Van Dyke Imlay City, MI 48444; Fire Department; Assistant Chief; Since 08/2019; Less than 10% of time per month; Firefighting Holly Nicole Photo; Not investment-related; Same address; Photography Company; Owner; Since 01/2008; No time per month; Passive ownership

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-17
  • S66 Uniform Combined State Law Examination
    2011-06-17
Other Names
  • Mike Awwad
  • Michael Awwad
  • Michael Victor Awwad

View on SEC IAPD

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