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Brian Scott Gray

Ameriprise Financial Services, LLC

Bowling Green, KY

Nashville, TN

Bowling Green, KY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-26
TX RA APPROVED 2013-05-22
TN RA APPROVED 2012-05-08
KY RA APPROVED 2011-07-26
  • IN RA
    APPROVED
    Since 2026-05-26
  • TX RA
    APPROVED
    Since 2013-05-22
  • TN RA
    APPROVED
    Since 2012-05-08
  • KY RA
    APPROVED
    Since 2011-07-26

Branch Locations

150 E Professional Park Ct, Bowling Green, KY 42104-3328 • United States

3200 West End Ave Ste 543, Nashville, TN 37203-1330 • United States

Bowling Green, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bowling Green KY 04/2011 03/2020
Ameriprise Financial Services, Llc Bowling Green KY 03/2020 Present
Other Businesses

Business Ownership; CGS Holdings, LLC; Co-owner; Real Estate; 150 East Professional Park Ct., , Bowling Green, KY, 42101; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours / BNE Holdings; Owner; Manage Ameriprise Business; 150 E. Professional Park Ct., , Bowling Green, KY, 42104; Investment-Related; 10/15/2024; 1 to 9 hours per month; 0 during trading hours / Trivium Wealth Advisors, LLC; Co-owner; Manage Ameriprise Business; 150 E. Professional Park Ct., , Bowling Green, KY, 42104; Investment-Related; 11/01/2025; 60 hours per month; 60 during trading hours / 140 EPP, LLC; Owner; Real Estate; 140 E Professional Park, Unit 102, Bowling Green, KY, 42104; Not Investment-Related; 04/20/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; BNE Holdings; Owner; Manage advisory business; 150 E. Professional Park Ct., , Bowling Green, KY, 42104; Investment-Related; 10/15/2024; 40 to 59 hours per month; 10 to 19 during trading hours / Trivium Wealth Advisors, LLC; Co-owner; Manage advisory business; 150 E. Professional Park Ct., , Bowling Green, KY, 42104; Investment-Related; 11/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-25
  • S66 Uniform Combined State Law Examination
    2011-07-25

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
EDWARD JONES
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED

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Other Offices

U.S. BANCORP ADVISORS, LLC · Bowling Green, KY
EDWARD JONES · BOWLING GREEN, KY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · BOWLING GREEN, KY
LPL FINANCIAL LLC · BOWLING GREEN, KY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · BOWLING GREEN, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BOWLING GREEN, KY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOWLING GREEN, KY
ROBERT W. BAIRD & CO. INCORPORATED · Bowling Green - Park Plaza, KY

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