Ryan Christopher Williams

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-09-01

AL RA
APPROVED

Since 2023-09-01

Branch Locations

Theodore, AL • United States

Satsuma, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Insurance Agent	Mobile	AL	01/2009	Present
Sagepoint Financial, Inc	Satsuma	AL	03/2016	09/2023
Osaic Wealth, Inc.	Satsuma	AL	09/2023	Present

01/2009 → Present

Independent Insurance Agent

Mobile, AL
03/2016 → 09/2023

Sagepoint Financial, Inc

Satsuma, AL
09/2023 → Present

Osaic Wealth, Inc.

Satsuma, AL

Previous Registrations

2019-04-25 → 2023-09-01

Osaic Services, Inc.

Satsuma, AL

Other Businesses

1) WAY POINT FINANCIAL LLC POSITION: owner NATURE: The entity is used for tax and payroll purposes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2022 ADDRESS: 11300 Pioneer Rd, Theodore AL 36582, United States DESCRIPTION: The entity will be used for tax and payroll purposes.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-17
S63	Uniform Securities Agent State Law Examination	2012-02-16

S66 Uniform Combined State Law Examination

2019-04-17
S63 Uniform Securities Agent State Law Examination

2012-02-16

View on SEC IAPD