Best Investors Account Sign in

Kevin Alexander Chang

Captrust

Roseville, CA

Sacramento, CA

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-25
  • CA RA
    APPROVED
    Since 2021-01-25

Branch Locations

1410 Rocky Ridge Drive, Suite 150, Roseville, CA 95661 • United States

740 University Avenue, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Sacramento CA 01/2012 01/2021
Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc Sacramento CA 10/2011 01/2021
Capfinancial Partners Llc (Captrust) Raleigh NC 01/2021 Present
Capfinancial Securities Llc Raleigh NC 01/2021 Present
  • 01/2012 → 01/2021
    Royal Alliance
    Sacramento, CA
  • 10/2011 → 01/2021
    Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
    Sacramento, CA
  • 01/2021 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 01/2021 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2013-06-10 → 2021-03-31
    Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-13
  • S66 Uniform Combined State Law Examination
    2013-05-13
Designations

View on SEC IAPD

Other Firms

DCA FAMILY OFFICE, LLC
DCA MANAGEMENT COMPANY, INC.
MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
MERCER GLOBAL ADVISORS INC.
NORTHROCK PARTNERS, LLC

Other Investors

KHOLT T. MULDERRIG
Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor