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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-11-17
OR RA APPROVED 2022-11-16
WA RA APPROVED 2018-11-13
  • ID RA
    APPROVED
    Since 2022-11-17
  • OR RA
    APPROVED
    Since 2022-11-16
  • WA RA
    APPROVED
    Since 2018-11-13

Branch Locations

6928 Evergeen Way, Everett, WA 98203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Everett WA 11/2011 Present
Monte Cain Insurance Agency Everett WA 11/2011 Present
State Farm Investment Management Corp Everett WA 08/2018 Present
  • 11/2011 → Present
    State Farm Vp Management Corp
    Everett, WA
  • 11/2011 → Present
    Monte Cain Insurance Agency
    Everett, WA
  • 08/2018 → Present
    Everett, WA
Other Businesses

1) Monte Cain's Insurance Agency; Insurance Agency; Investment-related; 6928 Evergreen Way Everett, WA 98203-5148; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2011; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-13
S63 Uniform Securities Agent State Law Examination 2011-04-28
  • S65 Uniform Investment Adviser Law Examination
    2018-11-13
  • S63 Uniform Securities Agent State Law Examination
    2011-04-28

View on SEC IAPD

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