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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-04-26 |
Branch Locations
137 N. Meridian St Suite 111, Indianapolis, IN 46204-2302 • United States
7835 Kenwood Road, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doordash | Cincinnati | OH | 08/2020 | 12/2020 |
| Td Ameritrade, Inc. | Cincinnati | OH | 07/2020 | 12/2022 |
| Anthem Inc. | Mason | OH | 04/2018 | 07/2020 |
| Stand Energy Corporation | Cincinnati | OH | 10/2016 | 04/2018 |
| General Electric Credit Union | Mason | OH | 04/2015 | 10/2016 |
| Td Ameritrade Investment Management, Llc | Cincinnati | OH | 04/2022 | 12/2022 |
| Charles Schwab & Co., Inc. | Cincinnati | OH | 04/2022 | Present |
| Charles Schwab Bank, Ssb | Cincinnati | OH | 07/2022 | Present |
| Charles Schwab And Co., Inc. | Cincinnati | OH | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-09 |
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