Curtis Ray Brooks

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 09/2017
  Bankers Life & Casualty
  West Des Moines, IA
• 04/2011 → 09/2017
  Proequities, Inc
  West Des Moines, IA
• 05/2016 → 09/2017
  Bankers Life Securities, Inc.
  West Des Moines, IA
• 09/2017 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2016-07-08 → 2017-10-05
  Bankers Life Advisory Services, Inc.
  West Desmoines, IA
  Chicago, IL
• 2013-05-09 → 2016-05-27
  Concourse Financial Group Securities, Inc.
  West Des Moines, IA
  Birmingham, AL

Other Businesses

Bankers Life and Casualty West Des Moines, IA Start date: 9/15/2017 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities Curt and Melissa Brooks Type of business: camper rental Tracy, IA Start date: 4/1/2026 President Hours per week: 4 Hours during trading: 0 camper rental, we will place a personally owned camper at a camping location for people to rent or they can rent a camping location

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-06
• S63 Uniform Securities Agent State Law Examination
  2012-04-16

Other Names

• Curtis R Brooks